| 14-01337 | 07/08/2016 | Claimant(s): William James
Claimant Lawyers(s): Howard B. Cohen
Respondent(s): Russell Grosjean, Timothy Dembski
Respondent Lawyers(s): Eric M. Soehnlein, Russell James Grosjean
Arbitrator(s): Michael J. McNeil, Carl J. Disalvatore, David R. Foley
Hearing Site: Buffalo, NY
|  | Expungement |
| 13-03740 | 05/19/2016 | Claimant(s): Thomas Krajewski
Claimant Lawyers(s): Howard Cohen
Respondent(s): Timothy Dembski, Walter Grenda, Mid Atlantic Capital Corporation
Respondent Lawyers(s): Eric Soehnlein, Erin N. Fischer, Joseph G. Makowski
Arbitrator(s): Thomas E. Webb, Richard D. Rosenbloom, Michael Edward Rourke
Hearing Site: Buffalo, NY
| | $0 |
| 14-01901 | 03/23/2016 | Claimant(s): Dennis Urbanski
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Gregory Flemming
Respondent Lawyers(s): Gregory Flemming
Arbitrator(s): David R. Foley
Hearing Site: Buffalo, NY
| | $50,150 |
| 14-03551 | 12/03/2015 | Claimant(s): Kathy Piniewski
Claimant Lawyers(s): Teresa J. Verges
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Courtney M. Rogers-Reid
Arbitrator(s): Stephen P. LaLonde
Hearing Site: Buffalo, NY
| | $80,641 |
| 13-01840 | 09/03/2015 | Claimant(s): Estate of Julia M. Crosman
Claimant Lawyers(s): Donald G. McGrath
Respondent(s): Kathryn Warsitz, Warsitz Associates.
Respondent Lawyers(s): Michael S. Finkelstein
Arbitrator(s): Ralph L. Halpern
Hearing Site: Buffalo, NY
| | $113 |
| 14-03200 | 06/09/2015 | Claimant(s): David Coatney, Erin Coatney, Kierstin Coatney, sheri Coatney
Claimant Lawyers(s): Adam Green
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Ronald Harris Kisner
Hearing Site: Buffalo, NY
| | $0 |
| 14-02596 | 05/14/2015 | Claimant(s): Jacqueline Neamon, William Neamon
Claimant Lawyers(s): Bernard A. Unger
Respondent(s): Michael Ganci
Respondent Lawyers(s): Ronald Klimas
Arbitrator(s): Christopher C. Willett
Hearing Site: Buffalo, NY
| | $213 |
| 14-03356 | 05/11/2015 | Claimant(s): Michele Raines
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Edward Jones
Respondent Lawyers(s): Justin Joseph D'Elia
Arbitrator(s): Stephen P. LaLonde, Christopher C. Willett, Ronald J. Vero
Hearing Site: Buffalo, NY
| | $0 |
| 14-00370 | 07/24/2014 | Claimant(s): Lewis Dallas
Claimant Lawyers(s): Lewis S. Dallas
Respondent(s): Michael Ganci
Respondent Lawyers(s): Ronald T. Klimas
Arbitrator(s): Daniel M. Mankowski
Hearing Site: Buffalo, NY
| | $8,438 |
| 12-02515 | 07/10/2014 | Claimant(s): Timothy McNamara
Claimant Lawyers(s): Nelson S. Torre
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Michele A. Coffey
Arbitrator(s): Patrick M. Markey, Stephen P. LaLonde, Kenneth Dymond
Hearing Site: Buffalo, NY
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