| 10-01898 | 07/26/2012 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Lauren R. Fox
Respondent(s): Frank Andrea
Respondent Lawyers(s): Frank Andrea
Arbitrator(s): Lewis W. Slaughter, Kenneth J. Bennett, Patricia A. Renovitch
Hearing Site: Jacksonville, FL
| | |
| 10-05647 | 07/19/2012 | Claimant(s): Mark Bockenstette, Mary Kay Bockenstette
Claimant Lawyers(s): Marc Fitapelli
Respondent(s): Andrew Moro, Wells Fargo Advisors, Michael Curley, Steven Frank
Respondent Lawyers(s): Richard S. Wayne
Arbitrator(s): Arthur L. Sirkin, Robert L. Hudson, William H. McCullough
Hearing Site: Jacksonville, FL
|  | Stipulated Award and Expungement |
| 11-03711 | 06/28/2012 | Claimant(s): Eugene Crouch
Claimant Lawyers(s): Eugene M. Crouch
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Lawrence G. Barbot
Arbitrator(s): Patricia Gunn
Hearing Site: Jacksonville, FL
| | $0 |
| 11-03090 | 05/03/2012 | Claimant(s): Bull & Bear Brokerage Services., Bull & Bear Capital Advisors
Claimant Lawyers(s): Alan M. Wolper
Respondent(s): Robert Liggero
Respondent Lawyers(s): Nicholas V. Pulignano
Arbitrator(s): Michael R. Alford, Pamela Jeanne Rush, Mitchel Weiss
Hearing Site: Jacksonville, FL
| | |
| 11-01945 | 04/25/2012 | Claimant(s): Thurman Ross
Claimant Lawyers(s): Jeffrey B Kaplan
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Richard L. Martens
Arbitrator(s): Simone Sicola, Kenneth J. Bennett, Susan Jefferbaum Beck
Hearing Site: Jacksonville, FL
| | Stipulated Award and Expungement |
| 10-04903 | 03/26/2012 | Claimant(s): Jeff Shamis
Claimant Lawyers(s): Phillip J. Snyderburn
Respondent(s): Andrew Boneparth, Karen Harvey
Respondent Lawyers(s): Michael S. Hill, Phillip J. Snyderburn
Arbitrator(s): Amanda M. Cole, Larry G. Kjosa, George R. Mayer
Hearing Site: Jacksonville, FL
| | |
| 10-05465 | 02/23/2012 | Claimant(s): Scott Bedford
Claimant Lawyers(s): Bradley S. Odom
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Anne H. Orr
Hearing Site: Jacksonville, FL
| | |
| 11-01336 | 08/02/2011 | Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): R. Hal Meeks
Respondent(s): Jorge Torrens
Respondent Lawyers(s): Jorge Torrens
Arbitrator(s): Cindy L. Anderson
Hearing Site: Jacksonville, FL
| | |
| 10-04348 | 07/11/2011 | Claimant(s): Joseph Bowman, Timothy Bowman
Claimant Lawyers(s): Alan S. Wachs
Respondent(s): Deutsche Banc Alex, Brown Inc.
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Mitchel Weiss
Hearing Site: Jacksonville, FL
| | $300 |
| 10-01695 | 06/27/2011 | Claimant(s): Clifford Newton, Dorothy Newton
Claimant Lawyers(s): Charles A. Morehead
Respondent(s): Thomas Shaw, Suntrust Bank
Respondent Lawyers(s): Frederick S Schrils
Arbitrator(s): Cindy L. Anderson, William H. McCullough, Angelo J. Infantino
Hearing Site: Jacksonville, FL
| | Expungement |
