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FINRA Awards for Eric J. Sussman

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0057009/30/2011Claimant(s): Fredric Hart
Claimant Lawyers(s): Eric J. Sussman
Respondent(s): Nancy Chinchar, Peter Grassel, Sandgrain Securities
Respondent Lawyers(s): Peter Grassel
Arbitrator(s): Joel P. Mellis
Hearing Site: New York, NY
08-0222910/26/2009Claimant(s): David Schoen
Claimant Lawyers(s): Eric J. Sussman
Respondent(s): Charles Friedlander, Citigroup Global Markets., Lawrence Ellner
Respondent Lawyers(s): Alejandre Schwed
Arbitrator(s): Jeffrey Bega, Martin H. Zern, Peter P. Skomorowsky
Hearing Site: New York, NY
Checkmark IconStipulated Award and Expungement
07-0322011/25/2008Claimant(s): Janet Drantch
Claimant Lawyers(s): Eric J. Sussman
Respondent(s): Michael Talley, Ladenburg Thalmann & Co. Inc.
Respondent Lawyers(s): Joseph Giovanniello
Arbitrator(s): Daniel B. Berkson, Richard W. Cutler, Gregory J. Getz
Hearing Site: New York, NY
Checkmark Icon$9,998

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