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FINRA Awards for Patrick R. Sughroue

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Displaying 61-65 out of 65 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0357812/16/2008Claimant(s): Maria Alcoreza
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Leonard & Company
Respondent Lawyers(s): Dennis J. Levasseur
Arbitrator(s): Patrick R. Sughroue, Eugene Kenneth Laporte, Anthony W. Candela
Hearing Site: Detroit, MI
Checkmark Icon$155,415
07-0060109/26/2008Claimant(s): Patrick Fitzpatrick
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Cathy Dickens, Natcity Investments.
Respondent Lawyers(s): Miles D. Hart
Arbitrator(s): Patrick R. Sughroue, Burton L. Ansell, Charlotte K. Varzi
Hearing Site: Detroit, MI
Checkmark Icon$0
02-0582808/18/2008Claimant(s): Larry Thompson
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Kevin Grunawalt, Carillon Investments.
Respondent Lawyers(s): David A. Baugh, Gary M. Saretsky
Arbitrator(s): Patrick R. Sughroue, Joseph H. Mizzi, Lee Hornberger
Hearing Site: Detroit, MI
Checkmark IconStipulated Award and Expungement
07-0260007/09/2008Claimant(s): Julie Maleitzke, Estate of Gary L. Maleitzke, Deceased
Claimant Lawyers(s): William K. Murphy
Respondent(s): Brent Kerstetter, Raymond James Financial Services., Michelle Dean
Respondent Lawyers(s): John I. Bain, Kelli Bullington
Arbitrator(s): Patrick R. Sughroue, Benjamin A. Kerner, Thomas L. Imbrunone
Hearing Site: Detroit, MI
Checkmark Icon$0
07-0213803/26/2008Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Glenn Dzidowski
Respondent Lawyers(s): Glenn Dzidowski
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
Checkmark Icon$0

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