11-01032 | 03/23/2012 | Claimant(s): Angel Delucca-Marrero Claimant Lawyers(s): Rafael E. Lugo-Sotomayor Respondent(s): UBS Financial Services Inc., Ramon Almonte, UBS Financial Services Inc. of PR Respondent Lawyers(s): Enrique G. Figueroa-Llinas, Guillermo J. Bobonis Arbitrator(s): Roy B. Gonas, Todd M. Saunders, Jeffrey R. Roth Hearing Site: San Juan, PR
| | Expungement |
10-03760 | 03/09/2012 | Claimant(s): Miguel Gaud Claimant Lawyers(s): Rafael E. Lugo-Sotomayor Respondent(s): Popular Securities. Respondent Lawyers(s): Heidi L. Rodriguez Benitez Arbitrator(s): Michael Lau, S. William Gersten, Daniel P. Lund Hearing Site: San Juan, PR
| | $120,300 |
10-01317 | 11/09/2011 | Claimant(s): Jose G. Flores & Gladys Aponte Claimant Lawyers(s): Rafael E. Lugo-Sotomayor Respondent(s): Carlos Pou, Jeffrey Lopez, UBS Financial Services Inc., BBVA Securities Of Puerto Rico., UBS Financial Services Inc of PR Respondent Lawyers(s): Anibal Lugo-Miranda, Debra A. Jenks, Roberto C. Quinones-Rivera Arbitrator(s): Robert H. Hagan, Nancy J. Cliff, Todd M. Saunders Hearing Site: San Juan, PR
| | Expungement |
09-05922 | 12/06/2010 | Claimant(s): Alicia Cofresi-Vila Claimant Lawyers(s): Rafael E. Lugo-Sotomayor Respondent(s): Miguel Suau, Popular Securities. Respondent Lawyers(s): Alan M. Wolper Arbitrator(s): Steven Gerard Goerke, Jonathan H. Parker, Jaime J. Aponte-Parsi Hearing Site: San Juan, PR
| | $0 |
09-02905 | 04/07/2010 | Claimant(s): Carlo Robles, Cynthia Rivera-Figueroa Claimant Lawyers(s): Juan Marques, Rafael E. Lugo-Sotomayor Respondent(s): Oriental Financial Services Corp. Respondent Lawyers(s): Alfredo Fernandez-Martinez Arbitrator(s): Joseph J. Slotnik, Nicholas John Taldone, Stuart K. Furman Hearing Site: San Juan, PR
| | $44,145 |