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FINRA Awards for Dallas, TX

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Displaying 661-666 out of 666 results
Case Number Award Date Case Summary Customer Case? Amount Granted
06-0350609/26/2007Claimant(s): Deirdre North, FBO Blair A. Riddell Education Trust, FBO Blake A. Riddell Education Trust
Claimant Lawyers(s): William O. Wuester
Respondent(s): RBC Capital Markets Corporation
Respondent Lawyers(s): Retta A. Miller
Arbitrator(s): Bill M. Lamoreaux, Joseph J. Ligi, Larrie Alan Weil
Hearing Site: Dallas, TX
Checkmark Icon$0
06-0475109/25/2007Claimant(s): Deborah Comer
Claimant Lawyers(s): Deborah Comer
Respondent(s): Chistopher Lyons, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Alan Rafterman
Arbitrator(s): Valynda A. Ewton, James M. Tipton, Irwin S. Sugerman
Hearing Site: Dallas, TX
Checkmark Icon$0
06-0414309/24/2007Claimant(s): Claire Cross
Claimant Lawyers(s): Mark H. How
Respondent(s): Samuel Solomon, Solomon Advisors
Respondent Lawyers(s): Samuel P. Solomon
Arbitrator(s): Joann Peters, Martha Z. Ralstin, Raul Antonio Canez
Hearing Site: Dallas, TX
Checkmark Icon$232,300
06-0378109/19/2007Claimant(s): Ronald Zander
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): Samuel Solomon, Solomon Advisors
Respondent Lawyers(s): Samuel P. Solomon
Arbitrator(s): Dolores M Martin, J. Ken Lanyon, Catherine M. Norman
Hearing Site: Dallas, TX
Checkmark Icon$120,500
04-0186208/27/2007Claimant(s): Virginia Kent, Louis and Virginia Kent
Claimant Lawyers(s): Martyn B. Hill
Respondent(s): Louis Kent, M. Bowles, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Alan S. Rafterman, Martyn B. Hill
Arbitrator(s): Raymond E. Jennison, Carol A. Freeland, Patricia B. Lehtola
Hearing Site: Dallas, TX
Checkmark Icon$0
06-0256807/20/2007Claimant(s): George Salemo, George and Jeffery Salemo TLC
Claimant Lawyers(s): George Salemo
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Maxel (Bud) B. Silverberg, Russell H Hairston, Jill M. Zacha
Hearing Site: Dallas, TX
Checkmark Icon$0

666 Results

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