Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-05015 | 10/14/2010 | Claimant(s): John Hanson, John J. Hanson, IRA Claimant Lawyers(s): Charles A. Bennett Respondent(s): Morgan Stanley & Co., Vikas Mohindra Respondent Lawyers(s): John L. Castelly, John Castelly Arbitrator(s): Carolyn A. Mann Hearing Site: New York, NY |  | $4,699 |
| 09-06893 | 07/16/2010 | Claimant(s): Esemco Corporation, Steve N. Mitchell IRA, Steve N. Mitchell Roth IRA Claimant Lawyers(s): Steve N. Mitchell Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Sean R. Murphy Arbitrator(s): Carolyn A. Mann Hearing Site: Albany, NY | | $425 |
| 09-02255 | 06/02/2010 | Claimant(s): The Maximillian H. Miltzlaff Rev. Trust Claimant Lawyers(s): Richard J.J. Scarola Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Dan A. Rosenbaum Arbitrator(s): Earl S. Schwarz, Evdokia Sofos, Carolyn A. Mann Hearing Site: New York, NY | | $60,000 |
| 07-03530 | 07/01/2009 | Claimant(s): Leon Farber Claimant Lawyers(s): Stuart Meissner Respondent(s): Barry Kornfeld Respondent Lawyers(s): Barry M. Kornfeld Arbitrator(s): Carolyn A. Mann, Jettie K. Thomas, Mark J. Happe Hearing Site: New York, NY | | Stipulated Award and Expungement |
| 08-04998 | 05/21/2009 | Claimant(s): Eric Rosenfeld Claimant Lawyers(s): Eric R Rosenfeld Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Carolyn A. Mann Hearing Site: New York, NY | | $6,016 |