FINRA Awards for Edwin C. Shiver

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Displaying 11-14 out of 14 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
09-00387	11/24/2010	Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Richard A. Karoly Respondent(s): Trevor Templar Respondent Lawyers(s): Trevor Rodrigues Templar Arbitrator(s): Dean J. Dietrich, Stanford G. Hirata, Edwin C. Shiver Hearing Site: San Francisco, CA		$0
09-01470	02/18/2010	Claimant(s): Naresh K. Jain and Santosh K. Jain Claimant Lawyers(s): Naresh K. Jain Respondent(s): Scottrade. Respondent Lawyers(s): Thomas J. Azar Arbitrator(s): Helen Marinak Blohm, Andrew R. Epstein, Edwin C. Shiver Hearing Site: San Francisco, CA		$0
08-04646	12/09/2009	Claimant(s): H. Roark & Associates. Claimant Lawyers(s): Brad M. Johnston Respondent(s): PowerChem LLC Respondent Lawyers(s): Stephen Coontz Arbitrator(s): Edwin C. Shiver, Fred D. Butler, Sean B. Meehan Hearing Site: Reno, NV		$0
06-05202	03/06/2008	Claimant(s): David Hubert Claimant Lawyers(s): Fred Rucker Respondent(s): Donald Kellen, J.P. Morgan Securities Respondent Lawyers(s): Bentley P. Stansbury Arbitrator(s): Edwin C. Shiver, Ivan Claman, Elizabeth Anne Moreno Hearing Site: Los Angeles, CA		$0