11-04462 | 06/25/2012 | Claimant(s): Invest Financial Corporation Claimant Lawyers(s): Edwin A. Barkel Respondent(s): Rolf Heartburg Respondent Lawyers(s): Rolf Arik Heartburg Arbitrator(s): Robert S. McConnell Hearing Site: Phoenix, AZ
| | |
10-03913 | 06/17/2011 | Claimant(s): Mario Martinez, Trustee of the George H. Claimant Lawyers(s): Gerald W. Alston Respondent(s): Donald Marshall, Roselyn Marshall, First Financial Equity Corporation Respondent Lawyers(s): Donald Richard Marshall, Edwin A. Barkel Arbitrator(s): Herschell E. Parent, Joe S. Tarrer, Richard D. Fincher Hearing Site: Phoenix, AZ
| | Dismissed by Rule 12206 |
09-06903 | 03/04/2011 | Claimant(s): Maureen Perfect Claimant Lawyers(s): Chris D. Barski Respondent(s): Wachovia Securities, David Neunuebel, Dylan Minor Respondent Lawyers(s): Edwin A. Barkel Arbitrator(s): Mica T. Duncan, Marc Kalish, Aryka Steele Radke Hearing Site: Phoenix, AZ
| | $0 |
09-02992 | 05/28/2010 | Claimant(s): Martin Fischer Claimant Lawyers(s): Martin J. Fischer Respondent(s): Andrea Fischer, Joseph Lushina, Edward Jones Respondent Lawyers(s): Andrea Fischer, Edwin A. Barkel Arbitrator(s): Lester Friedman, James W. Warren, Ralph L. Jacobson Hearing Site: Reno, NV
| | $15,300 |
08-03538 | 10/30/2009 | Claimant(s): Roseleen Anderson Claimant Lawyers(s): Roseleen R. Anderson Respondent(s): Charles Schwab & Co.., Michael Continelli Respondent Lawyers(s): Edwin A. Barkel Arbitrator(s): George N. Roy Hearing Site: Phoenix, AZ
| | $110 |
07-03609 | 02/13/2009 | Claimant(s): Thomas Bowen Claimant Lawyers(s): Kenneth J. McKenna Respondent(s): Edward Jones Respondent Lawyers(s): Edwin A. Barkel Arbitrator(s): Mary Curran, Harry B. Endsley, Thomas D. Reese Hearing Site: Reno, NV
| | $0 |
07-01955 | 02/06/2008 | Claimant(s): Ronald L. and Shelli M. Elledge Claimant Lawyers(s): Eddie A. Pantiliat Respondent(s): Brian Tollefson, Kevin Wittig, Edward Jones Respondent Lawyers(s): Edwin A. Barkel Arbitrator(s): George N. Roy Hearing Site: Phoenix, AZ
| | Stipulated Award and Expungement |
07-00385 | 08/17/2007 | Claimant(s): Ana Vasquez Claimant Lawyers(s): Ricardo A. Bracamonte Respondent(s): Chase Investment Services Corp., J.P. Morgan Securities Inc Respondent Lawyers(s): Edwin A. Barkel Arbitrator(s): Howard W. Shannon, Joe S. Tarrer, Linda M. Parker Hearing Site: Phoenix, AZ
| | $0 |