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FINRA Awards for Herschell E. Parent

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0391306/17/2011Claimant(s): Mario Martinez, Trustee of the George H.
Claimant Lawyers(s): Gerald W. Alston
Respondent(s): Donald Marshall, Roselyn Marshall, First Financial Equity Corporation
Respondent Lawyers(s): Donald Richard Marshall, Edwin A. Barkel
Arbitrator(s): Herschell E. Parent, Joe S. Tarrer, Richard D. Fincher
Hearing Site: Phoenix, AZ
Checkmark IconDismissed by Rule 12206

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