14-01895 | 03/10/2015 | Claimant(s): Emily Martin Claimant Lawyers(s): Emily Shay Martin Respondent(s): UBS Financial Services Inc., Rainey Miller Respondent Lawyers(s): Robert E. Goldberg Arbitrator(s): Gordon M. Wase Hearing Site: Philadelphia, PA
| | $40,000 |
13-01789 | 02/11/2015 | Claimant(s): John & Karen Opilowsky Trust U/A 2/24/00 Claimant Lawyers(s): Jahan K. Manasseh Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Robert E. Goldberg Arbitrator(s): Robert S. McConnell, Jerry H. Friedland, Richard Kent Mahrle Hearing Site: Phoenix, AZ
| | Expungement |
13-00646 | 01/30/2014 | Claimant(s): Robert Goll, The Pauline Goll Trust Claimant Lawyers(s): August M. Iorio Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Robert E. Goldberg Arbitrator(s): Stuart M. Schwartz Hearing Site: Buffalo, NY
| | Expungement |
12-03730 | 12/27/2013 | Claimant(s): Hana Friedman Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Rocco Papandrea Respondent Lawyers(s): Robert E. Goldberg Arbitrator(s): Sandra D. Parker, Lynne M. Reid-McQueen, Michael Jaffe Hearing Site: New York, NY
| | Expungement |
09-06358 | 11/16/2011 | Claimant(s): Robert and Virginia Russiello, JTWROS, Virginia Russiello Rollover IRA Claimant Lawyers(s): Mike Amad Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Robert E. Goldberg Arbitrator(s): Brian Ken Kawakami, Kenneth Diamond, Lowell D. Johnston Hearing Site: New York, NY
| | Expungement |