| 15-02955 | 06/06/2016 | Claimant(s): Thomas Helm
Claimant Lawyers(s): Megan Christensen
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): J. Burke McCormick
Arbitrator(s): Joseph J. Dougherty, Timothy Towles Stevens, John Joseph D'Alessandro
Hearing Site: Philadelphia, PA
| | |
| 15-00894 | 02/18/2016 | Claimant(s): Neil Boyle
Claimant Lawyers(s): Neil David Boyle
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Carlos Pastrana
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Philadelphia, PA
| | |
| 14-00882 | 11/06/2014 | Claimant(s): Robert Friedman
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): J. Burke McCormick
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Philadelphia, PA
| | |
| 13-00252 | 09/08/2014 | Claimant(s): Mark Piccirillo
Claimant Lawyers(s): Michelle A. Fioravanti
Respondent(s): Morgan Stanley
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Philadelphia, PA
|  | $0 |
| 13-01221 | 06/13/2014 | Claimant(s): Alexander Simanovsky
Claimant Lawyers(s): Christopher C. Coss
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Philadelphia, PA
| | |
| 13-02910 | 04/25/2014 | Claimant(s): Victoria Blevins
Claimant Lawyers(s): Victoria L. Blevins
Respondent(s): Wells Fargo Advisors, Gerald Kessler
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Philadelphia, PA
| | $2,225 |
| 12-01411 | 11/22/2013 | Claimant(s): George Mabrey
Claimant Lawyers(s): Steven H. Berkowitz
Respondent(s): Charles Ehnot, Wells Fargo Advisors, Midsouth Capital.
Respondent Lawyers(s): Demian J. Betz, Robert J. Murphy
Arbitrator(s): Thomas Benjamin Salzer, Michael P. Marryshow, Joseph J. Dougherty
Hearing Site: Philadelphia, PA
| | $0 |
| 13-00339 | 09/26/2013 | Claimant(s): Jill Ingerman
Claimant Lawyers(s): Nicholas J Guiliano
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph Calabrese
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Philadelphia, PA
| | Expungement |
| 12-00373 | 08/15/2012 | Claimant(s): Mary Spuhler
Claimant Lawyers(s): Mary Beth Fisher Spuhler
Respondent(s): Louis Grammes
Respondent Lawyers(s): Stephen Moniak
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Philadelphia, PA
| | |
| 10-03486 | 05/06/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Christopher S. Koller
Respondent(s): Robert Connell
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Edward F. Koren, Joseph J. Dougherty, Aaron David Fray
Hearing Site: Philadelphia, PA
| | |
