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FINRA Awards for Christopher William Crowley

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0205805/20/2019Claimant(s): Bobby Blackwell, Gail Blackwell, Bobby W. Blackwell Trst U/A dtd 5/2/2013, Gail R. Blackwell Trst U/A dtd 5/2/2013
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jonathan C. Schwartz
Arbitrator(s): Langfred W. White, Christopher William Crowley, James Mathieu
Hearing Site: Tampa, FL
Checkmark IconExpungement
17-0170601/16/2019Claimant(s): Joseph Collins, The Joseph L. Collins Rollover IRA
Claimant Lawyers(s): Joseph L. Collins
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Maurice M. Feller, Gayle B. Carlson, Christopher William Crowley
Hearing Site: Tampa, FL
Checkmark IconExpungement
16-0345812/21/2017Claimant(s): Joyce Paley, Sheldon Paley
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Alison Gardner, Morgan Stanley
Respondent Lawyers(s): Katherine C. Donlon, Kimberly J. Gustafson
Arbitrator(s): Edith N. Dinneen, Maurice M. Feller, Christopher William Crowley
Hearing Site: Tampa, FL
Checkmark IconExpungement

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