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FINRA Awards for Lorrie E Whitfield

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0099401/31/2024Claimant(s): Adam Kaplan, Daniel Kaplan
Claimant Lawyers(s): Brian Kennedy
Respondent(s): Amy Goldstein Sessa, Jonathan Sessa, Jordana Sessa
Respondent Lawyers(s): Anthony Paduano
Arbitrator(s): Bernard Lieberman, John Berton, Lorrie E Whitfield
Hearing Site: New York, NY
Checkmark Icon$100,000
22-0230410/12/2023Claimant(s): Joel Swartz, Germantown Imaging Associates
Claimant Lawyers(s): Joel D. Swartz
Respondent(s): Erik Snyder, Fidelity Brokerage Services LLC, Rich Hargis
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Lorrie E Whitfield
Hearing Site: Philadelphia, PA
Checkmark Icon$0
20-0391012/23/2022Claimant(s): Diane Pomponio
Claimant Lawyers(s): Diane Pomponio
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Cheryl H. Agris, Lorrie E Whitfield, John Warner Lowe
Hearing Site: New York, NY
Checkmark IconExpungement
17-0346109/04/2018Claimant(s): Bi-Zheng Liu, Jason Lin
Claimant Lawyers(s): Ying Zhou
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Richard F. Lubarsky
Arbitrator(s): Patrick R. Westerkamp, Lorrie E Whitfield, Christopher Scott Conner
Hearing Site: Philadelphia, PA
Checkmark IconDismissed by Rule 12206
16-0314804/09/2018Claimant(s): Scott Feldman, The Scott H & Janet J Feldman Rev. Trust
Claimant Lawyers(s): Michael S. Burg
Respondent(s): UBS Financial Services Inc., Michael Keane
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Jay Alan Kranis, Lorrie E Whitfield, Lorraine Marie Brennan
Hearing Site: New York, NY
Checkmark Icon$805,120

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