Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-01088 | 10/02/2015 | Claimant(s): Sheila Creghin Claimant Lawyers(s): James H. West Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Michael Nathanson Hearing Site: Chicago, IL |  | $32,800 |
| 12-03358 | 12/23/2013 | Claimant(s): Stuart Allen Claimant Lawyers(s): James H. West Respondent(s): Banc of America Investment Services Inc., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Ronald D. Smith Arbitrator(s): Leon Fox, Pamela A. Kentra, Michael I. White Hearing Site: Chicago, IL | | Expungement |
| 10-03698 | 12/14/2011 | Claimant(s): James Heiser, Joan Heiser Claimant Lawyers(s): James H. West Respondent(s): NewBridge Securities Corp. Respondent Lawyers(s): Gregg Breitbart Arbitrator(s): Donald R. Giacomelli, June White Dillard, Brenda J. Stovall Hearing Site: Baltimore, MD | | $116,967 |