FINRA Awards for Gordon M. Wase

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 31-34 out of 34 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-01953	06/08/2011	Claimant(s): Joseph Heenan Claimant Lawyers(s): Adam Green Respondent(s): Janney Montgomery Scott LLC Respondent Lawyers(s): Joshua R. Dutill Arbitrator(s): Gordon M. Wase, Richard N. Kelmans, Adam Bronstein Hearing Site: Philadelphia, PA		$0
09-06565	05/02/2011	Claimant(s): Nicholas Palumbo Claimant Lawyers(s): Nicholas Palumbo Respondent(s): E*Trade Securities LLC, E*Trade Clearing LLC Respondent Lawyers(s): Meredith A. Felde Arbitrator(s): Gordon M. Wase, James T. McLaughlin, John E. Felch Hearing Site: Philadelphia, PA		$0
09-05641	03/18/2011	Claimant(s): Andrew Michalak Claimant Lawyers(s): Thomas C. Costello Respondent(s): Salvatore Capizzi, Sewell Frey, American Investors Company, Dunham & Associates Investment Counsel, Dunham Trust Company Respondent Lawyers(s): Joseph D. Edmondson, Stephen B. Stern, Theodore C. Peters Arbitrator(s): Richard A Compisi, Gordon M. Wase, Brenda J. Stovall Hearing Site: Baltimore, MD		$2,702,800
09-04196	02/01/2010	Claimant(s): Francis LaLuna Claimant Lawyers(s): Francis J. LaLuna Respondent(s): ING Investment Management Services LLC Respondent Lawyers(s): Matthew Tracy Arbitrator(s): Gordon M. Wase Hearing Site: Philadelphia, PA		$163