Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02030 | 06/30/2022 | Claimant(s): Irwin Schaeffer, Schaeffer Family Trust Claimant Lawyers(s): Kyle M. Kulzer Respondent(s): TD Ameritrade. Respondent Lawyers(s): William M. Turner Arbitrator(s): Joseph Winter, David Harvey Failer, Hiro N Aragaki Hearing Site: Los Angeles, CA |  | $0 |
| 19-03332 | 06/08/2021 | Claimant(s): Martin Kaplan Claimant Lawyers(s): Kyle M. Kulzer Respondent(s): Next Financial Group. Respondent Lawyers(s): Steven N. Fuller Arbitrator(s): John Francis Markuns, Paula M. Bagger, Gail Sillman Hearing Site: Boston, MA | | Expungement |
| 20-01786 | 10/26/2020 | Claimant(s): Mark Dalrymple Claimant Lawyers(s): Kyle M. Kulzer Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Noah D. Sorkin, Esq. Arbitrator(s): Alain Frecon Hearing Site: Minneapolis, MN | | Settlement |
| 15-02440 | 08/24/2016 | Claimant(s): Robert Rovner Claimant Lawyers(s): Kyle M. Kulzer Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Leo G. Kogan Arbitrator(s): John J. Jordan, Alan M. Schankel, Richard N. Kelmans Hearing Site: Philadelphia, PA | | $115,000 |