12-00291 | 12/19/2013 | Claimant(s): Anita Apt, Estate of Nellie Apt, The Nellie Apt Revocable Trust Claimant Lawyers(s): Christopher J. Gray Respondent(s): Citigroup Global Markets., Morgan Stanley Respondent Lawyers(s): Hugo A. Hilgendorff Arbitrator(s): Shelley Teitelbaum, Peter A. Goldman, Nancy Kramer Hearing Site: New York, NY
| | Expungement |
12-01578 | 06/25/2013 | Claimant(s): Edith Soloway Claimant Lawyers(s): Lawrence B. Goldberg Respondent(s): Morgan Stanley Respondent Lawyers(s): Joseph Calabrese Arbitrator(s): Nancy Kramer Hearing Site: New York, NY
| | $0 |
09-07114 | 01/08/2013 | Claimant(s): James McGarry, Amethyst Music and Entainment. Claimant Lawyers(s): James P. McGarry Respondent(s): Citigroup Global Markets., Jack Hochstrasser Respondent Lawyers(s): William A. Hohauser Arbitrator(s): Diane Getzler, Donald Raymond McNally, Nancy Kramer Hearing Site: New York, NY
| | $0 |
11-01891 | 08/07/2012 | Claimant(s): Deephaven Distressed Opportunities, Deephaven Event Trading, Ltd, MA Deep Event Claimant Lawyers(s): Don Abraham Respondent(s): Imperial Capital Respondent Lawyers(s): Jeffrey R. Wang Arbitrator(s): Stuart Rothenstein, Leona Beane, Nancy Kramer Hearing Site: New York, NY
| | $0 |