FINRA Awards for Eugene L. Small

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Displaying 21-24 out of 24 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
08-03828	01/05/2010	Claimant(s): Brenda Benoit Claimant Lawyers(s): Jacob Zamansky Respondent(s): J.P. Morgan Securities., John Spohler Respondent Lawyers(s): Eugene L. Small Arbitrator(s): Daniel J. McCarthy, Steven M. Bloom, David Marcus Hearing Site: New York, NY		$0
09-00796	12/21/2009	Claimant(s): Estate of Peter W. Roslund Claimant Lawyers(s): David C. Berman Respondent(s): J.P. Morgan Securities, Stephen Gabriel Respondent Lawyers(s): Eugene L. Small, Ronald P. Kane Arbitrator(s): Leonard E. Benade, W. Wells Van Pelt, John R. Morris Hearing Site: Charlotte, NC		Stipulated Award and Expungement
08-04263	12/21/2009	Claimant(s): Richard Berman and Dorothy Berman Claimant Lawyers(s): Benjamin Lapin Respondent(s): Bear, Stearns & Co.. Respondent Lawyers(s): Eugene L. Small Arbitrator(s): Ronald F. Rosner, Howard Weitz, Alice Holly Oshins Hearing Site: New York, NY		$0
08-04436	09/23/2009	Claimant(s): Ann Lerner Claimant Lawyers(s): Ann Lerner Respondent(s): Bear Stearns & Company. Respondent Lawyers(s): Eugene L. Small Arbitrator(s): Allan E. Johnson, Barbara Sullivan-Parry, Edward A. Markward Hearing Site: New York, NY		$0