| 19-01519 | 04/13/2020 | Claimant(s): James Vernon-Hunt
Claimant Lawyers(s): James David Vernon-Hunt
Respondent(s): Carlos Guzman
Respondent Lawyers(s): Carlos Guzman
Arbitrator(s): Michael J McAllister, Martin A. Edelstein, Jonathan Blank
Hearing Site: New York, NY
|  | $0 |
| 13-02441 | 06/25/2014 | Claimant(s): Ladenburg Thalmann & Co..
Claimant Lawyers(s): David Hirschberg
Respondent(s): Kyle Edsall, KWE Capital Management
Respondent Lawyers(s): Kyle W. Edsall, President or Compliance Officer
Arbitrator(s): Michael J. McAllister, Robert L. Nisely, Edward W. Morris
Hearing Site: New York, NY
| | $0 |
| 09-04496 | 10/19/2010 | Claimant(s): Maurice Kelly
Claimant Lawyers(s): W. Alexander Melbardis
Respondent(s): Rockwell Global Capital LLC
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Michael J. McAllister, Robert Youdelman, George E. Kroon
Hearing Site: New York, NY
| | $100,000 |
| 07-01431 | 02/22/2008 | Claimant(s): Jean Locascio and Sandy White
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): Raymond Burghard, Trident Partners, Ltd.
Respondent Lawyers(s): John E. Lawlor, Raymond Burghard
Arbitrator(s): Michael J. McAllister, Charles S. Guggenheimer, Howard L. Greenberger
Hearing Site: New York, NY
| | $120,000 |
