Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00267 | 09/05/2023 | Claimant(s): Marcia Litrenta Claimant Lawyers(s): William B. Young Respondent(s): LPL Financial LLC Respondent Lawyers(s): Mike West Arbitrator(s): Raymond P. Buschmann Hearing Site: Chicago, IL |  | Expungement |
| 23-00296 | 07/24/2023 | Claimant(s): Glenn Siegel, Joy Siegel Claimant Lawyers(s): Christopher L. Lufrano Respondent(s): Lucia Securities Respondent Lawyers(s): Mike West Arbitrator(s): Robert G. Geeseman Hearing Site: Boca Raton, FL | | Expungement |
| 19-02630 | 08/24/2020 | Claimant(s): Triana Waldron Claimant Lawyers(s): Phillip E. Thompson Respondent(s): Jonathan Dudley, Centaurus Financial. Respondent Lawyers(s): Jonathan H Dudley, Mike West Arbitrator(s): John F. Allgood, David Blair Sinyard, Sherri Lynne Kimmell Hearing Site: Atlanta, GA | | Dismissed |