Potomac Analytics' Logo

FINRA Awards for Martin I Jaffe

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0392803/24/2023Claimant(s): ODS Capital
Claimant Lawyers(s): Jo Ann Palchak
Respondent(s): Pershing LLC, Celadon Financial Group, Merrill Lynch Professional Clearing Corp
Respondent Lawyers(s): Brian F. Amery, Lawrence Portnoy, Ronald Shindler
Arbitrator(s): George G. Kurschner, Milena Domenica Macias, Martin I Jaffe
Hearing Site: Boca Raton, FL
Checkmark Icon$0
17-0160301/24/2019Claimant(s): Kathleen Wallace, William Wallace, Wallace Risk Management Inc.
Claimant Lawyers(s): Scott J. Link
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): Perry Earl Phillips, Sidney Turner, Martin I Jaffe
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
16-0339701/11/2019Claimant(s): Ana Bury, Ana Sepulveda, Ernest Bury Sepulveda, John Bury Garcia, John Bury Sepulveda, Mattew Bury Lugo, Patricia Bury Lugo, The Estate of John L. Bury Teasdale
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR, Oriental Financial Services Corp.
Respondent Lawyers(s): Pedro Hernandez-Freire, Peter G. Neiman, Roberto C. Quinones
Arbitrator(s): James W. Geiger, Christine L. Stetson, Martin I Jaffe
Hearing Site: San Juan, PR
Checkmark IconExpungement

3 Results

Display: