16-03759 | 12/11/2018 | Claimant(s): Elliot Manson Claimant Lawyers(s): Christopher D. Lonn Respondent(s): Robert Dagosta, Berthel, Fisher & Company Financial Serv Respondent Lawyers(s): Stephen J. Holtman Arbitrator(s): Virginia H. Wertz, Brian W. Yee, John H. Fearnow Hearing Site: Phoenix, AZ
| | $200,000 |
14-00337 | 03/20/2015 | Claimant(s): Shelley G. Fontaine Family Trust Claimant Lawyers(s): Randall R. Heiner Respondent(s): Ameriprise Financial Services., Steven Linck Respondent Lawyers(s): Susan E. Sheely Arbitrator(s): Virginia H. Wertz Hearing Site: Salt Lake City, UT
| | Expungement |
12-00711 | 05/28/2013 | Claimant(s): Myron Murray, Rita Murray Claimant Lawyers(s): Rosemary J. Shockman Respondent(s): Gordon Yee Respondent Lawyers(s): David A. Baugh Arbitrator(s): I. Douglas Dunipace, Thomas A. Peterson, Virginia H. Wertz Hearing Site: Phoenix, AZ
| | $100,400 |
10-01698 | 01/10/2012 | Claimant(s): Margaret Driscoll Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Kathryn R. Eldridge Arbitrator(s): Virginia H. Wertz Hearing Site: Birmingham, AL
| | $36,433 |
10-05734 | 06/17/2011 | Claimant(s): Jon Ann Hockersmith Claimant Lawyers(s): Jon Ann Hockersmith Respondent(s): Morgan Stanley, Stephen Ledyard Respondent Lawyers(s): Wendy R. Robinson Arbitrator(s): Virginia H. Wertz Hearing Site: Phoenix, AZ
| | $17,673 |
07-01180 | 11/21/2008 | Claimant(s): Alice Russo, Anthony Viola, Audrey Kolar, Barbara McCutcheon, Carolyn Wright, Chad Mastakoski, Dale Kolar, Daniel Kelly, Darlene Wachel, David Petit, David Swarner, Douglas Meaden, Eleanor Evans, Gerald Duncan, Helen Papp, Jack Wygle, Jared Petit, Jason Petit, John Williams, Joleen Petit, et al Claimant Lawyers(s): Christopher Mader Respondent(s): Michael Dawes, Emmett A. Larkin Company. Respondent Lawyers(s): Howard Schiffman, Michael A. Dawes Arbitrator(s): Irving Mindes, Virginia H. Wertz, Frederick K. Steiner Hearing Site: Phoenix, AZ
| | Stipulated Award |