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FINRA Awards for Virginia H. Wertz

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0040712/20/2022Claimant(s): Shannon Larson
Claimant Lawyers(s): Robert D. Mitchell
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Michael J. Biondi
Arbitrator(s): Patricia Diane Muse, Virginia H. Wertz, Michael Kelley
Hearing Site: Phoenix, AZ
16-0125505/21/2018Claimant(s): Cameron Eskandari
Claimant Lawyers(s): Jon-Jorge Aras
Respondent(s): Jamie Bennett, Kevin Loud, Silber Bennett Financial.
Respondent Lawyers(s): Scott E. Rahn
Arbitrator(s): James E. Stark, Virginia H. Wertz, Roger A. Geddes
Hearing Site: Phoenix, AZ

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