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FINRA Awards for Franklin P. Chapman

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0038207/11/2018Claimant(s): Jerry Colombino
Claimant Lawyers(s): Jorge M. Altamirano
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): George D. Sullivan
Arbitrator(s): William G. Binckes, Larry Kars, Franklin P. Chapman
Hearing Site: New York, NY
Checkmark IconExpungement
16-0180607/10/2017Claimant(s): Timothy McLaughlin
Claimant Lawyers(s): Gene L. Small
Respondent(s): Diane Hawkins, Jonathan Zucker, Stephen Perrone, Northeast Securities.
Respondent Lawyers(s): Charles M. O'Rourke
Arbitrator(s): Franklin P. Chapman, Cynthia A. DiMarco, Ernesto V. Luzzatto
Hearing Site: New York, NY
Checkmark Icon$1,791,840
09-0232908/04/2010Claimant(s): Nicholas Reeve, Prostar 2000
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): Michael Passero, Ross Mandell, Stephen Shea, Granta Capital Group LLC
Respondent Lawyers(s): Michael R. Passero, Ross H. Mandell, Stephen W. Shea, Stephen William Shea
Arbitrator(s): Richard W. Cutler, Franklin P. Chapman, Adam M. Kauff
Hearing Site: New York, NY
Checkmark Icon$367,595

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