| 22-00209 | 02/17/2023 | Claimant(s): Harry Barth, Richard Jackman
Claimant Lawyers(s): Craig R Bockman
Respondent(s): Jeffrey Rosenbery, Antietam Holdings, L.P.
Respondent Lawyers(s): Corporate Office, Jeffrey Rosenbery
Arbitrator(s): Roberta Haft, Robert E. Jenks, Norman Michael Garland
Hearing Site: Los Angeles, CA
|  | Expungement |
| 22-01130 | 10/17/2022 | Claimant(s): Steven Lee
Claimant Lawyers(s): Steven J Lee
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Norman Michael Garland
Hearing Site: Los Angeles, CA
| | $0 |
| 14-02766 | 04/04/2016 | Claimant(s): Melissa Conway
Claimant Lawyers(s): Robert L. Schibel
Respondent(s): Wells Fargo Advisors, Daniel Klein
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Robert D. Sussin, Norman Michael Garland, Robert Edward Koondel
Hearing Site: Los Angeles, CA
| | Expungement |
| 12-02789 | 06/26/2014 | Claimant(s): The Hextall Family Living Trust 1-17-07
Claimant Lawyers(s): Richard Sacks
Respondent(s): J.P. Morgan Securities, Robert Klein
Respondent Lawyers(s): Paul J. Schumacher
Arbitrator(s): Steven A. Wawra, Norman Michael Garland, Andrew Corell Wahrenbrock
Hearing Site: Los Angeles, CA
| | Expungement |
| 10-00508 | 12/30/2011 | Claimant(s): Christiane Rocco, Michael Rocco
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Debra Reda-Cappos, Crowell, Weedon & Co., Seidler Holdings., The Seidler Companies Incorporated
Respondent Lawyers(s): G. Thomas Fleming, Peter Brown Dolan
Arbitrator(s): Daniel David Kopman, Norman Michael Garland, Terry Lynn Chambless
Hearing Site: Los Angeles, CA
| | Expungement |
