| 12-02057 | 10/30/2015 | Claimant(s): First United Bank & Trust, First United Corp.
Claimant Lawyers(s): Jodyann Galvin
Respondent(s): Franklin Kennedy, Hugh Boone, FTN Financial Securities Corp.
Respondent Lawyers(s): Mark D. Griffin
Arbitrator(s): Christopher M. McMurray, J. Snowden Stanley, George Allen Whitehouse
Hearing Site: Baltimore, MD
|  | $11,571,500 |
| 10-00434 | 11/16/2011 | Claimant(s): Southwire Company
Claimant Lawyers(s): Lesley G. Smith
Respondent(s): First Tennessee Brokerage.
Respondent Lawyers(s): Mark D. Griffin
Arbitrator(s): Donald M. Macdonald, David Blair Sinyard, Mohr Ernest Hill
Hearing Site: Atlanta, GA
| | $0 |
| 09-06234 | 05/26/2011 | Claimant(s): Peoples State Bank
Claimant Lawyers(s): Stephen L. Miles
Respondent(s): Michael Park, FTN Financial Securities Corp, FTN Financial Capital Markets
Respondent Lawyers(s): Mark D. Griffin
Arbitrator(s): William B. Miller, Frederick H. Bruce, Lynne R. Stern
Hearing Site: New Orleans, LA
| | $0 |
| 09-04271 | 09/07/2010 | Claimant(s): James Merryman
Claimant Lawyers(s): Lewis C Culpepper
Respondent(s): Christopher Hicks, First Tennessee Brokerage.
Respondent Lawyers(s): Mark D. Griffin
Arbitrator(s): Richard L. Oates, Edward M. Kaplan, Lawrence W. Kern
Hearing Site: Memphis, TN
| | $0 |
| 07-02723 | 03/25/2008 | Claimant(s): Maria Monteagudo
Claimant Lawyers(s): Maria Delia Monteagudo
Respondent(s): Craig Gould, Wunderlich Securities
Respondent Lawyers(s): Mark D. Griffin
Arbitrator(s): Mitchell B. Goldberg
Hearing Site: Cleveland, OH
| | $9,000 |
