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FINRA Awards for Edward Jones

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Displaying 11-20 out of 181 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0035311/14/2023Claimant(s): Glenn Beckmann
Claimant Lawyers(s): Daniel S. Peters
Respondent(s): Edward Jones
Respondent Lawyers(s): Beth M. Conran
Arbitrator(s): David E. Crawford
Hearing Site: St. Louis, MO
Checkmark Icon$0
22-0127508/07/2023Claimant(s): Ray Nuss
Claimant Lawyers(s): Ray Nuss
Respondent(s): Edward Jones
Respondent Lawyers(s): Victoria H. Buter
Arbitrator(s): Rhonda S. McCarthy, Leonard Arthur Nelson, Troy J. Bird
Hearing Site: Omaha, NE
Checkmark IconDismissed by Rule 12212
22-0105507/03/2023Claimant(s): Paul Mattera
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Edward Jones
Respondent Lawyers(s): Charles E. Raynal
Arbitrator(s): Patricia Ann Tracey
Hearing Site: Raleigh, NC
Checkmark IconExpungement
21-0069603/10/2023Claimant(s): Anthony Prisco, Morgan Prisco
Claimant Lawyers(s): Rachel L Williams
Respondent(s): Edward Jones, Lindsay Strange
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): Dineo Coleman Gary, James W. Kerr, Diego Jesus Pena
Hearing Site: Dallas, TX
Checkmark IconExpungement
22-0113502/23/2023Claimant(s): Susan Bergin
Claimant Lawyers(s): Susan Bergin
Respondent(s): Daniel Sypien, Edward Jones, Sherry Wilson
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Susanne J. Hollander
Hearing Site: Chicago, IL
Checkmark Icon$0
20-0153611/01/2022Claimant(s): Joseph Hardoon
Claimant Lawyers(s): Eliott Berman
Respondent(s): Edward Jones, Janice Hardoon, Thomas D'Arcangelo
Respondent Lawyers(s): David B. Felsenthal, Joseph N. Nguyen
Arbitrator(s): Martin L. Feinberg, Karen Isabel Bedrosian - Richardson, Paul C. Tang
Hearing Site: New York, NY
Checkmark IconExpungement
21-0247510/19/2022Claimant(s): Devon Grandbois
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Edward Jones
Respondent Lawyers(s): Michael J. Steinlage
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Minneapolis, MN
Checkmark IconExpungement
21-0165008/11/2022Claimant(s): Tom Snow
Claimant Lawyers(s): Sean J. McCaffity
Respondent(s): Gregory Pharris, Edward Jones
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): Douglas Wade Carvell
Hearing Site: Dallas, TX
Checkmark IconExpungement
19-0316705/12/2022Claimant(s): Estate Judith Pauley/Karen Drozdowski PR
Claimant Lawyers(s): Edward Nahhat
Respondent(s): Edward Jones, John Downey, Roger Loridon
Respondent Lawyers(s): Roger Loridon, Todd A. Holleman
Arbitrator(s): Mauricio Kohn, Gerald W. Hepp, Sandra Franklin
Hearing Site: Detroit, MI
Checkmark IconExpungement
20-0309004/18/2022Claimant(s): Edmund Ippolito
Claimant Lawyers(s): Edmund Ippolito
Respondent(s): Edward Jones
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): Mary P. Bass, Joseph H. Einstein, Michael David Blechman
Hearing Site: New York, NY
Checkmark IconExpungement

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