Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00864 | 06/30/2023 | Claimant(s): David Soble Claimant Lawyers(s): John E. Sutherland Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Gene M. Bauer, Michael P. Breton, Thomas M. Madden Hearing Site: Boston, MA |  | $0 |
| 20-00106 | 03/11/2022 | Claimant(s): Allan T. Schmaltz IRA Claimant Lawyers(s): John E. Sutherland Respondent(s): TD Ameritrade. Respondent Lawyers(s): John D. Stewart Arbitrator(s): Andrea J. Goldman Hearing Site: Boston, MA | | $0 |
| 11-01830 | 02/27/2012 | Claimant(s): John C. Reppucci TTEE M&M Plans. Claimant Lawyers(s): John E. Sutherland Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Richard J. Grahn Hearing Site: Boston, MA | | $21,000 |
| 08-03849 | 01/06/2010 | Claimant(s): James Dyko and Diane Dyko, JTWROS Claimant Lawyers(s): John E. Sutherland Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Jack A. Marshall, Nickolas F. Monteforte, Andrea J. Goldman Hearing Site: Boston, MA | | $15,000 |