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FINRA Awards for John E. Sutherland

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0146907/11/2022Claimant(s): Adrienne Rowles
Claimant Lawyers(s): John E. Sutherland
Respondent(s): George Woerdeman
Respondent Lawyers(s): Louis M. Ciavarra
Arbitrator(s): B. John Dill, Andrea J. Goldman, Christine R. Fitzgerald
Hearing Site: Boston, MA
19-0366908/14/2020Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John McGuire
Respondent(s): David Hume
Respondent Lawyers(s): John E. Sutherland
Arbitrator(s): Catherine M. Gallagher
Hearing Site: Boston, MA
12-0180208/07/2015Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): David J. Sensenig
Respondent(s): Robert White
Respondent Lawyers(s): John E. Sutherland
Arbitrator(s): B. John Dill, David J. Kaufman, Carol Di Natale
Hearing Site: Boston, MA

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