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FINRA Awards for Joseph G. Werner

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0258805/08/2017Claimant(s): Munbilla Investments, Ltd.
Claimant Lawyers(s): David R. Clouston
Respondent(s): Richard Szelc, Neuberger Berman LLC
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): G. Maynard Green, Karen Roberts Washington, Joseph G. Werner
Hearing Site: Dallas, TX
Checkmark Icon$0
12-0293610/01/2013Claimant(s): Scott Miller
Claimant Lawyers(s): Mark W. Bayer
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew R. Harvin
Arbitrator(s): Daniel A. Kile, Lawrence R. Maxwell, Joseph G. Werner
Hearing Site: Dallas, TX
Checkmark Icon$96,436
11-0294705/17/2013Claimant(s): Paragon Reserve Company, Texas PGI.
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Brody W. Weichbrodt
Arbitrator(s): Preston A. Trimble, Andrea U. Calve, Joseph G. Werner
Hearing Site: Dallas, TX
Checkmark Icon$1,057,670
11-0187503/30/2012Claimant(s): Marvin Blum
Claimant Lawyers(s): Richard A. Lewins
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): William E. Hartsfield, Joseph G. Werner, Mary Elizabeth Skelnik
Hearing Site: Dallas, TX
Checkmark Icon$1,506,800
07-0047104/17/2008Claimant(s): Tammy Mays and Cindy Mays
Claimant Lawyers(s): Bryan T. Forman
Respondent(s): Brent Lemons
Respondent Lawyers(s): Brent Lemons
Arbitrator(s): Phillip Lee Scheldt, Henry Hermann, Joseph G. Werner
Hearing Site: Dallas, TX
Checkmark Icon$1,318,000

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