FINRA Awards for Edward J. Gutman

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-03529	11/07/2019	Claimant(s): Estate of Gerald Seldin, Gerald Seldin Residuary Trust u/w dated Claimant Lawyers(s): Jeffrey E. Nusinov Respondent(s): Alan Hess, Morgan Stanley Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): Edward J. Gutman, James Ray Eyler, Thomas M. Devlin Hearing Site: Baltimore, MD		$173,202
17-03299	10/03/2019	Claimant(s): Michael Stern, Paul Levin, Wendy Stern, Estate of Gloria Levin Claimant Lawyers(s): Daniel J. Miller Respondent(s): Kenneth Blumberg, Stifel, Nicolaus & Co.. Respondent Lawyers(s): Edwin A. Zipf Arbitrator(s): Edward J. Gutman, Catherine Esther Bocskor, John Leslie Coker Hearing Site: Baltimore, MD		$1,524,180
13-01524	06/17/2015	Claimant(s): Edmund Blickle Claimant Lawyers(s): Steven D. Toskes Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Angela A. Turiano Arbitrator(s): Caryl S. Bernstein, Edward J. Gutman, Jane Kwok Ping Tam Hearing Site: Baltimore, MD		Expungement