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FINRA Awards for Edward J. Gutman

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0407205/04/2020Claimant(s): John Moy
Claimant Lawyers(s): Jennifer Willey
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Joan H. Palmer, Edward J. Gutman, Jane Tam
Hearing Site: Baltimore, MD

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