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FINRA Awards for J.P. Morgan Securities.

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0382801/05/2010Claimant(s): Brenda Benoit
Claimant Lawyers(s): Jacob Zamansky
Respondent(s): J.P. Morgan Securities., John Spohler
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Daniel J. McCarthy, Steven M. Bloom, David Marcus
Hearing Site: New York, NY
Checkmark Icon$0
06-0297703/07/2008Claimant(s): Rayna Brown
Claimant Lawyers(s): Montgomery G. Griffin
Respondent(s): J.P. Morgan Securities., John Anderson, PFG Distribution Company
Respondent Lawyers(s): Robert J. Stumpf, Jr.
Arbitrator(s): Isidoro Berkman, William Michael Samsel, Richard Conlon Lehrmann
Hearing Site: San Francisco, CA
Checkmark Icon$99,963
06-0501511/09/2007Claimant(s): Torsten Scholl, DEQ GMBH & Co. Venture KG
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): J.P. Morgan Securities., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joseph S. Simms, Timothy P. Burke
Arbitrator(s): Frank Muller, John E. Hansen, Court O. Anderson
Hearing Site: New York, NY
Checkmark Icon$0
07-0103811/02/2007Claimant(s): Joe Stringer
Claimant Lawyers(s): Joe Robert Stringer
Respondent(s): J.P. Morgan Securities., Citigroup Global Markets., Mellon Securities LLC
Respondent Lawyers(s): Alejandro Schwed, Anthony J. Galioto, Bradley J. Johnson
Arbitrator(s): William E. Hartsfield, Cheryl Jerome Moore, Joseph A. Vicario
Hearing Site: Dallas, TX
Checkmark Icon$0

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