FINRA Awards for J.P. Morgan Securities.

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
09-01417	12/28/2012	Claimant(s): Jennifer Frame-Tunney Claimant Lawyers(s): David B. Wechsler Respondent(s): J.P. Morgan Securities. Respondent Lawyers(s): Joseph Baumgarten Arbitrator(s): Peter P. Skomorowsky, Mary Lou McGanney, Lawrence B. Schiffman Hearing Site: New York, NY
07-01124	12/18/2007	Claimant(s): Neil Snoep Claimant Lawyers(s): Ethan A. Brecher Respondent(s): J.P. Morgan Securities. Respondent Lawyers(s): Todd A. Gutfleisch Arbitrator(s): Gilbert F. Bach, Paul Schiffres, Michael S. Lazan Hearing Site: New York, NY