13-03767 | 05/11/2015 | Claimant(s): Michael Bruck, MBB Trust Claimant Lawyers(s): Michael Bruck Respondent(s): Craig Lewis, Morgan Stanley, Peter Grave Respondent Lawyers(s): Tabitha Bartholomew Arbitrator(s): Jeffrey P. Petrucelly, James R. Collins, John J. Kenny Hearing Site: Boston, MA
| | $253,402 |
14-00325 | 04/16/2015 | Claimant(s): Leon Wirtenberg Claimant Lawyers(s): Scott L. Silver Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Christian D. Johnson Arbitrator(s): B. J. Krintzman, Susan Largay, John J. Kenny Hearing Site: Boston, MA
| | Expungement |
09-05044 | 10/08/2010 | Claimant(s): Alan Biren, John Tucker Claimant Lawyers(s): Bruce D. Oakes Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): John K. Wells Arbitrator(s): Kelly M. Lonergan, Patrick W. McKeon, John J. Kenny Hearing Site: Boston, MA
| | $1,085,600 |
05-00924 | 12/29/2009 | Claimant(s): Barry and Janet Lang Claimant Lawyers(s): Philip M. Giordano Respondent(s): Richard Laine, Kimball & Cross Investment Management Respondent Lawyers(s): John C. Clifford, Richard R. Laine Arbitrator(s): Howard M. Miller, Jeffrey L. Frankel, John J. Kenny Hearing Site: Boston, MA
| | $145,846 |