FINRA Awards for W. Scott Bowersock

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
16-03487	01/03/2018	Claimant(s): Cyrus Tabaz Claimant Lawyers(s): Geoffrey G. Melkonian Respondent(s): David Park, Unionbanc Investment Services Respondent Lawyers(s): Bryce M. Cullinane Arbitrator(s): George L. Tindall, W. Scott Bowersock, Yvonne Brathwaite Burke Hearing Site: Los Angeles, CA		$0
15-01161	03/22/2016	Claimant(s): Elizabeth Canino, Eugene Canino, Eugene Canino Trust Claimant Lawyers(s): Leonard Steiner Respondent(s): Harold McNaughton, Sagepoint Financial. Respondent Lawyers(s): Amir Tadjedin, Elizabeth Poletti Arbitrator(s): Susan B. Gans-Smith, Elizabeth Anne Moreno, W. Scott Bowersock Hearing Site: Los Angeles, CA		Dismissed by Rule 12206
13-03427	07/17/2015	Claimant(s): DeVonna Murrin, John Murrin Claimant Lawyers(s): J. Owen Murrin, Joshua H. Sisam Respondent(s): Steven Olasky, Newcomb And Company Respondent Lawyers(s): Frederick W. Newcomb, Patrick R. Mahoney Arbitrator(s): Michael D. Harrison, Kirtley M. Thiesmeyer, W. Scott Bowersock Hearing Site: Los Angeles, CA		$0
11-01224	09/12/2012	Claimant(s): Penny Lipp Family Trust Claimant Lawyers(s): Steve Buchwalter Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Karl L. Marquardt Arbitrator(s): Thomas A. Culbertson, Karen J. Burneff, W. Scott Bowersock Hearing Site: Los Angeles, CA		Expungement