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FINRA Awards for Loyd A Wright

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0140505/28/2020Claimant(s): The Seitz 2000 Descendants Trust
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Robert Fenton, Centaurus Financial.
Respondent Lawyers(s): Kendra S. Canape
Arbitrator(s): Susan B. Gans-Smith, Noel Harvey Applebaum, Loyd A Wright
Hearing Site: Los Angeles, CA
Checkmark IconDismissed by Rule 12206/12504
17-0126702/20/2020Claimant(s): Jenny Resnick, Robert Resnick
Claimant Lawyers(s): Marc I Zussman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Nicholas N. George
Arbitrator(s): Mary M. O'Neil, Aurelio A. Garcia, Loyd A Wright
Hearing Site: Los Angeles, CA
Checkmark Icon$0
15-0247609/23/2016Claimant(s): Patricia White, William White, The White Living Trust Dated 3/14/1989
Claimant Lawyers(s): David Harrison
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Kendra Canape
Arbitrator(s): Kenneth E. Owen, Joseph Francis Young, Loyd A Wright
Hearing Site: Los Angeles, CA
Checkmark Icon$0

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