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FINRA Awards for Meredith Hoffman

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Displaying 31-40 out of 82 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0242802/20/2019Claimant(s): Michael Somerby
Claimant Lawyers(s): Michael R Somerby
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Arocles Aguilar
Hearing Site: San Francisco, CA
Checkmark Icon$0
18-0151801/16/2019Claimant(s): John Mercaldi
Claimant Lawyers(s): John Mercaldi
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): James A. Parker
Hearing Site: Houston, TX
Checkmark Icon$0
18-0062912/24/2018Claimant(s): John Shull
Claimant Lawyers(s): John C. Shull
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Michael S. Yauch
Hearing Site: Houston, TX
Checkmark Icon$0
18-0143710/26/2018Claimant(s): Charles Eden
Claimant Lawyers(s): Charles E. Eden
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Rosa Linda Guadarrama
Hearing Site: Los Angeles, CA
Checkmark Icon$5,921
18-0065409/14/2018Claimant(s): Jeffrey Oligny
Claimant Lawyers(s): Jeffrey Oligny
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Steven T. Stern
Hearing Site: Manchester, NH
Checkmark Icon$0
17-0153008/21/2018Claimant(s): Mel Trust
Claimant Lawyers(s): Stan Schuldiner
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Kathryn J. Toronto, William Michael Samsel, Kevin C. Coleman
Hearing Site: San Francisco, CA
Checkmark IconDismissed by Rule 12504
17-0332306/12/2018Claimant(s): Christine Petraglia
Claimant Lawyers(s): Christine Petraglia
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
Checkmark Icon$0
18-0002706/07/2018Claimant(s): Huy Hoang
Claimant Lawyers(s): Huy Ngoc Hoang
Respondent(s): E*Trade Securities LLC, E*Trade Futures LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Robert H. Putnam
Hearing Site: Atlanta, GA
Checkmark Icon$300
17-0235706/06/2018Claimant(s): Seval Oz
Claimant Lawyers(s): Seval F. Oz
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Fern M. Laethem
Hearing Site: San Francisco, CA
Checkmark Icon$1,592
17-0267805/14/2018Claimant(s): Brian Evans
Claimant Lawyers(s): Brian Keith Evans
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Helen Marinak Blohm, William W. Haskell, Gregory M. Scanlon
Hearing Site: Honolulu, HI
Checkmark IconDismissed by Rule 12206

82 Results

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