FINRA Awards for Seth L. Finkel

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Displaying 21-24 out of 24 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
08-04804	11/08/2010	Claimant(s): Liat Toledano, Yizhak Toledano, Yizhak Toledano Trust Claimant Lawyers(s): Jeffrey Erez Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Matthew E. Wolper Arbitrator(s): Seth L. Finkel, Thomas Czinner, Barry David Thorpe, Nanci Sondra Landy, Lee Alan Rosenblum, Harold S. Stern Hearing Site: Ft. Lauderdale, FL		$0
08-01600	08/06/2009	Claimant(s): James Bach, James Bach Rev. Living Trust UAD 11/4/93 Claimant Lawyers(s): Steve J. Gard Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Richard C. Szuch Arbitrator(s): George R. Canty, Seth L. Finkel, Andrew David Kahng Hearing Site: Miami, FL		$250,000
08-02712	03/10/2009	Claimant(s): Matthew Pawlik Claimant Lawyers(s): Matthew E Pawlik Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Mai Klaassen Arbitrator(s): Seth L. Finkel Hearing Site: Miami, FL		$0
06-04130	12/06/2007	Claimant(s): Estate of Harriet H. Dublon Claimant Lawyers(s): Jack Scarola Respondent(s): Ronnie Flint Respondent Lawyers(s): Ronnie W. Flint - K70204/1106u Arbitrator(s): Seth L. Finkel, Richard Anthony Jannuzzi, Sandra J. Bakalus Hearing Site: Boca Raton, FL		$0