| 10-00507 | 03/01/2012 | Claimant(s): Jaimie Davis
Claimant Lawyers(s): Jaimie Davis
Respondent(s): Curtis Sathre, John Schooler, WFP Securities
Respondent Lawyers(s): Brandon Reif
Arbitrator(s): Gerald C. Tambe, Judith Porter, Thomas R. Watkins
Hearing Site: Los Angeles, CA
|  | $0 |
| 09-06493 | 07/13/2011 | Claimant(s): Richard Orkin, DOCSI LLC, f/k/a DOCSI Corp., The DOCSI Corp. PSP dtd 09/01/91, The DOCSI Corp. Profit Sharing Plan
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Michele R. Fron
Arbitrator(s): Steven Gourley, Gerald C. Tambe, Daniel David Kopman
Hearing Site: Los Angeles, CA
| | Expungement |
| 10-02023 | 03/21/2011 | Claimant(s): Tatsuko Wein
Claimant Lawyers(s): Thomas L. Gourde
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Erik R. Siering, Gerald C. Tambe, Chuba B. Abaelu
Hearing Site: Los Angeles, CA
| | $60,024 |
| 08-03982 | 05/18/2010 | Claimant(s): Bradford Kohlenberg, Virginia Lake Townhouses, Bradford Kohlenberg Qualif. Dispos. Trus
Claimant Lawyers(s): Mark T. Drooks
Respondent(s): RBC Capital Markets LLC, Stan Dreyfuss
Respondent Lawyers(s): Michael M. Gless
Arbitrator(s): Michael D. Harrison, Edward A. Trabin, Gerald C. Tambe
Hearing Site: Los Angeles, CA
| | $340,000 |
| 06-05080 | 08/21/2008 | Claimant(s): Voilet Wall, Violet M. Wall Trust
Claimant Lawyers(s): G. Mark Brewer
Respondent(s): Citigroup Global Markets., Robert Leverte
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): Elliott David Finkel, Gerald C. Tambe, Harris J. Howard
Hearing Site: Los Angeles, CA
| | $0 |
