| 15-01548 | 03/31/2016 | Claimant(s): Gary Cremo
Claimant Lawyers(s): Christine A. Page
Respondent(s): Oppenheimer & Co.., Raymond James Financial Services.
Respondent Lawyers(s): John T. McGuire, Robert M. Rudnicki
Arbitrator(s): Elliott David Finkel, Gerald C. Tambe, Dana L. Bigman
Hearing Site: Los Angeles, CA
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| 10-02527 | 06/11/2012 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Goldberg
Respondent(s): George Sinanis
Respondent Lawyers(s): Gregory J. Sherwin
Arbitrator(s): Gerald C. Tambe, Mary Margaret Bush, Thomas R. Watkins
Hearing Site: Los Angeles, CA
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| 09-03092 | 02/05/2010 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Robert Mandeville
Respondent Lawyers(s): Robert Lee Mandeville
Arbitrator(s): Philip W. Burge, Jeffrey E. Skogsbergh, Gerald C. Tambe
Hearing Site: Los Angeles, CA
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| 08-03574 | 08/31/2009 | Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Thomas Heinz Teltscher
Respondent Lawyers(s): Thomas K. Heinz Teltscher
Arbitrator(s): Robert D. Sussin, Gerald C. Tambe, William J. Adams
Hearing Site: Los Angeles, CA
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| 08-02353 | 05/13/2009 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Steven W. Brennan
Respondent(s): John Marrone
Respondent Lawyers(s): John Anthony Marrone
Arbitrator(s): Jeffrey E. Skogsbergh, Gerald C. Tambe, Edward Banian
Hearing Site: Los Angeles, CA
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