FINRA Awards for Courtney M. Werning

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-00791	08/19/2024	Claimant(s): Eleanore Plewacki, Mark Plewacki Claimant Lawyers(s): Courtney M. Werning Respondent(s): Morgan Stanley Respondent Lawyers(s): Abigail D. Elrod Arbitrator(s): Stuart D. Summers, Raymond P. Buschmann, Timothy Chron Hearing Site: Chicago, IL		Expungement
23-00768	12/08/2023	Claimant(s): Michael Moses Claimant Lawyers(s): Courtney M. Werning Respondent(s): Edward Jones Respondent Lawyers(s): Joe N. Nguyen Arbitrator(s): Carol H. Gold, Colin Bell, Stacey Frenche Hearing Site: Philadelphia, PA		Expungement
23-00032	07/05/2023	Claimant(s): Arthur Rifflard, Arthur Rifflard IRA Claimant Lawyers(s): Courtney M. Werning Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Shea O'Brien Hicks Arbitrator(s): Vincent S. Mezinko Hearing Site: Columbus, OH		$0
21-02729	02/28/2023	Claimant(s): Michael Phillips Claimant Lawyers(s): Courtney M. Werning Respondent(s): Asia Pacific Financial Management Group Respondent Lawyers(s): Anne T. Freeland Arbitrator(s): Daniel M. Yamshon, Mary Margaret Bush, Alden Sharp Adkins Hearing Site: Honolulu, HI		$3,042,160