FINRA Awards for Alpine Securities Corporation

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-02021	11/26/2018	Claimant(s): Eli Levy Claimant Lawyers(s): Avrum Aaron Respondent(s): Alpine Securities Corporation Respondent Lawyers(s): Michael Cruz Arbitrator(s): John F. Duane Hearing Site: New York, NY		$38
11-04636	06/13/2012	Claimant(s): Wall Street Communications Group. Claimant Lawyers(s): David M. Kaye Respondent(s): Alpine Securities Corporation, Spencer Edwards. Respondent Lawyers(s): Gordan Dihle, Richard F. Ensor Arbitrator(s): Marilyn R. Lewis Hearing Site: Denver, CO		$8,279
10-05507	01/12/2012	Claimant(s): Palatine Capital Investment Group Claimant Lawyers(s): Harold P. Gewerter Respondent(s): Alpine Securities Corporation Respondent Lawyers(s): Erik A. Christiansen Arbitrator(s): Douglas Edwards, Howard W. Shannon, Barry A. Mainardi Hearing Site: Las Vegas, NV		$0
10-00344	03/07/2011	Claimant(s): Curt Lehner Claimant Lawyers(s): Charles J. Hecht Respondent(s): Brian Peterson, Clark Johnston, Jeffrey Peterson, Jonathan Peterson, Robert Tew, Todd Groskreutz, Alpine Securities Corporation Respondent Lawyers(s): Steven G. Loosle Arbitrator(s): Peter G. Walker, Laurie E. Law, William J. Bender Hearing Site: Seattle, WA		$0