Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-01256 | 02/19/2013 | Claimant(s): Carol Seaton, Carol A. Seaton IRA Claimant Lawyers(s): Paul D. Malmfeldt Respondent(s): UBS Financial Services Inc., Richard Judd Respondent Lawyers(s): Amy B. Bard, Eric D. Brandfonbrener Arbitrator(s): William M. Koziol, Mary Beth Wheeler, Philip J. Glick Hearing Site: Chicago, IL |  | Expungement |
| 05-01877 | 03/25/2011 | Claimant(s): Mary Wheeler, Roger Wheeler & Mary Wheeler, JTWROS Claimant Lawyers(s): Jonathan W. Evans Respondent(s): Scott Weissman Respondent Lawyers(s): Scott H. Weissman Arbitrator(s): Sandra L. Malek, Esther A. Spachner, Valerie Lewis Hearing Site: Los Angeles, CA | | Stipulated Award |
| 06-05209 | 05/30/2008 | Claimant(s): Carol Marubio, Richard Marubio Claimant Lawyers(s): Mark P. Loftus Respondent(s): James Sims, Robert Thurlby, MetLife Securities. Respondent Lawyers(s): Penelope M. Taylor Arbitrator(s): Mary Beth Wheeler, David John Diersen, Craig D. Cook Hearing Site: Chicago, IL | | $0 |