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FINRA Awards for Richard Conlon Lehrmann

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0465511/13/2014Claimant(s): CDC TIC 21, Warren Family Trust
Claimant Lawyers(s): Kirk Smith
Respondent(s): Toni Sutherland
Respondent Lawyers(s): Edward S. Zusman
Arbitrator(s): Laurel Littman Gothelf, Robert H. Cornell, Richard Conlon Lehrmann
Hearing Site: San Francisco, CA
Checkmark IconExpungement
10-0008304/18/2011Claimant(s): David Harvey, Sharon Harvey, The Harvey Family Trust dtd 08/30/06
Claimant Lawyers(s): Geoffrey O. Evers
Respondent(s): Wells Fargo Investments, Matthew Medeiros
Respondent Lawyers(s): Kasumi Takahashi
Arbitrator(s): Walter P. Hitchcock, Herb Schwartz, Richard Conlon Lehrmann
Hearing Site: San Francisco, CA
Checkmark IconExpungement
08-0389912/02/2009Claimant(s): Kanella Sarros, Kanella V. Sarros 403B, Kanella V. Sarros Roth IRA, Sarros Family Trust dtd 10/03/2001
Claimant Lawyers(s): Jeffrey A. Feldman
Respondent(s): Ruthe Gomez, Advisory Financial Consultants.
Respondent Lawyers(s): Christopher Mader
Arbitrator(s): Mitchell S. Ostwald, Benjamin Slomoff, Richard Conlon Lehrmann
Hearing Site: San Francisco, CA
Checkmark Icon$73,606
06-0297703/07/2008Claimant(s): Rayna Brown
Claimant Lawyers(s): Montgomery G. Griffin
Respondent(s): J.P. Morgan Securities., John Anderson, PFG Distribution Company
Respondent Lawyers(s): Robert J. Stumpf, Jr.
Arbitrator(s): Isidoro Berkman, William Michael Samsel, Richard Conlon Lehrmann
Hearing Site: San Francisco, CA
Checkmark Icon$99,963
06-0321312/06/2007Claimant(s): Rindy Merrifield Inc Def Ben Plan 1/00
Claimant Lawyers(s): Timothy A. Canning
Respondent(s): Michael Woods, Mutual Service Corporation
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): James S. Martin, Walter J. Huntley, Richard Conlon Lehrmann
Hearing Site: San Francisco, CA
Checkmark Icon$0

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