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FINRA Awards for Gerald Joseph Coughlin

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0538006/28/2012Claimant(s): Deborah Charles
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): PNC Investments
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): B. David Jarashow, Gerald Joseph Coughlin, Robert E. Anderson
Hearing Site: Newark, NJ
Checkmark IconExpungement
09-0542610/11/2011Claimant(s): William McIroy
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Nikolas Komyati
Arbitrator(s): Linda T. Pellegrino, Charles L. Prothero, Gerald Joseph Coughlin
Hearing Site: Newark, NJ
Checkmark IconExpungement
09-0227907/28/2010Claimant(s): Joseph Sproviero
Claimant Lawyers(s): David Liebrader
Respondent(s): Oppenheimer & Co.., Kevin Fay
Respondent Lawyers(s): Ellen Sheridan-Cona
Arbitrator(s): Daniel J. McCarthy, Piedad A. Bernikow, Gerald Joseph Coughlin
Hearing Site: Newark, NJ
Checkmark Icon$0

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