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FINRA Awards for Gerald Joseph Coughlin

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0182203/19/2014Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Harry D. Frisch
Respondent(s): Kevin Saia
Respondent Lawyers(s): Kevin Saia
Arbitrator(s): Kenneth J. Horowitz, Gerald Joseph Coughlin, Jonathan Christian Byron
Hearing Site: Newark, NJ
08-0004310/13/2010Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Frank Fava
Respondent Lawyers(s): Ronald J. Ricci
Arbitrator(s): Marvin Schleyer, Gerald Joseph Coughlin, Robert Alan Mayer
Hearing Site: Newark, NJ

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