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FINRA Awards for Securian Financial Services.

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Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0357502/18/2022Claimant(s): Michael Goldstein
Claimant Lawyers(s): Jeffrey S. Kob
Respondent(s): Michael Tate, Nikolai Papa, Securian Financial Services.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Sarah Jane Militello, Robert James Favole, Michael Zatkin
Hearing Site: San Francisco, CA
Checkmark IconExpungement
14-0107202/12/2015Claimant(s): Efrosini Barish
Claimant Lawyers(s): Stephen D. Barish
Respondent(s): Park Avenue Securities LLC, Securian Financial Services.
Respondent Lawyers(s): Matthew D. Klafter, Neil S. Baritz
Arbitrator(s): Charles Hoffman
Hearing Site: Boca Raton, FL
Checkmark Icon$18,600
10-0364211/17/2011Claimant(s): Frank Taylor, Taylor Affilliates
Claimant Lawyers(s): Adam J. Brody
Respondent(s): Securian Financial Services.
Respondent Lawyers(s): Larry King
Arbitrator(s): Jeffry M. Bauer, Michael J. Meeusen, Dana Ray Darnell
Hearing Site: Detroit, MI
Checkmark Icon$2,375,000

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