| 13-00458 | 04/04/2014 | Claimant(s): Credit Suisse Securities (USA) LLC
Claimant Lawyers(s): Ted Poretz
Respondent(s): Kamil Blaszczak, Full Spectrum Funding LLC
Respondent Lawyers(s): John A. Dalley
Arbitrator(s): Vicki Z. Holleman, Robert S. Getman, Barbara Antonello Mentz
Hearing Site: New York, NY
|  | $0 |
| 11-01608 | 06/19/2013 | Claimant(s): Miguel Moreno
Claimant Lawyers(s): Heriberto A. Cabrera
Respondent(s): Citigroup Global Markets., Winston Chung
Respondent Lawyers(s): Travis R. Chapin
Arbitrator(s): Vicki Z. Holleman, Biagio A. Civale, Lowell D. Johnston
Hearing Site: New York, NY
| | $0 |
| 10-04129 | 09/20/2011 | Claimant(s): Nua Shala, ARI International., ORA Business Services.
Claimant Lawyers(s): Howard M. Rosenfield
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Robert Silva
Respondent Lawyers(s): Matthew C. Applebaum, Robert Scott Silva
Arbitrator(s): Vicki Z. Holleman, Judith Fields Jurney, Lincoln W. Craighead
Hearing Site: New York, NY
| | $0 |
| 09-01700 | 08/18/2011 | Claimant(s): Gus Sekas
Claimant Lawyers(s): Gus Sekas
Respondent(s): George Legakis, J. P. Turner & Company, L.L.C.
Respondent Lawyers(s): Jonathan Kurta
Arbitrator(s): Vicki Z. Holleman, Peter A. Goldman, Mary Noe
Hearing Site: New York, NY
| | $0 |
| 09-01094 | 01/19/2010 | Claimant(s): Fredi Queen
Claimant Lawyers(s): David H. Ledgin
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Vicki Z. Holleman, Michael F. Fitzgerald, Alvin Green
Hearing Site: New York, NY
| | $0 |
| 08-03717 | 10/28/2009 | Claimant(s): Suzanne Stadler-D'vir, JTLG Corp., Stonehouse Equities.
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Alice Solomon, Timothy Daly
Respondent Lawyers(s): Chad N. Cagan, Timothy James Daly
Arbitrator(s): Vicki Z. Holleman, Susan C. Lushing, Rebecca A. Novak
Hearing Site: New York, NY
| | $70,000 |
